Specialist, Compliance Monitoring

  • Job Reference: 7667
  • Date Posted: 20 July 2022
  • Website: https://www.thomasdessain.com/
  • Location: Jersey
  • Salary: On Application
  • Sector: Compliance/Risk/Internal Audit
  • Job Type: Permanent
  • Work Hours: Full Time

Job Description

Postholder will contribute to development of risk-based Compliance Monitoring Plans to ensure coverage of key compliance risks and deliver high quality reports regarding compliance risks identified through compliance monitoring reviews and provide recommendations on sustainable remediation programmes; escalate significant compliance risks; contribute to and inculcate leadership practices; apply knowledge of regulatory environment and Business Units to enhance awareness of regulatory obligations through performance of quality monitoring reviews; implement annual risk based Compliance monitoring plan which strategically covers key Compliance risk exposures in line with Compliance Monitoring Methodology; report on progress of remediation programmes; take ownership for reporting issues raised during reviews to ensure effective resolution of issues; execute Compliance Reviews to ensure monitoring reviews are strategic, thematic and structural.
Requirements are a Degree in Audit; 3-4 years experience in compliance monitoring, auditing or risk management within a financial services organisation or one of the big four auditing forms; experience in leading a team of Risk and Compliance specialist and working with business unit Heads to deliver on risk mitigation; 3-4 years experience in Corporate and Investment Banking sector with understanding of how business and products are structured and operate.
Five years continuous residence in Jersey required.