Our client, a highly reputable law firm are growing their Risk & Compliance team across multiple offices and are in need of a Senior Risk & Compliance Assistant. London is the head office but there are other offices in the South West and South East regions you could be based, on a hybrid basis.
The Role:
- Develop and maintain a strong understanding of the firm s AML policies and procedures.
- Keep up to date with prevailing AML regulations.
- Assist the AML Manager in monitoring compliance of the firm s risk procedures. Including: CDD, Source of Funds and High-Risk client forms.
- Conduct screening to identify PEPs, sanctions concerns, and other regulatory and reputational risks.
- Responding to and resolving AML queries.
- Profiling and organising client KYC in the correct manner.
- Assist with running conflict checks and analysing the results, escalating when required.
Key Skills / Experience Required:
- Good legal knowledge
- Good risk & compliance knowledge from a law firm or legal services environment.
- Good AML, CDD, PEPs, Sanctions, Conflicts and source of funds experience.
Should you feel you have the right skills / experience please apply and you will be contacted by James Evans from TRR.
