Senior Officer Onboarding

  • Job Reference: 7322
  • Date Posted: 30 April 2022
  • Website: https://www.thomasdessain.com/
  • Location: Jersey
  • Salary: On Application
  • Sector: Compliance/Risk/Internal Audit
  • Job Type: Contract
  • Work Hours: Full Time

Job Description

Contract role monitoring and reviewing new personal account applications within Wealth International, training/support/checking of new starters applications and sign off of ‘Standard & Medium Risk’ rated accounts ensuring compliance with regulatory and internal requirements, including identifying deficiencies and following queries to resolution; validating source of funds/wealth; ensuring business/compliance approval obtained prior to account opening; undertaking searches to highlight adverse media, PEP connections and sanctions; perform tax classification checks; raise Suspicious Activity Reports to MLRO; ensure AML/KYC exceptions are granted from Compliance as necessary; review, challenge and amend Quality Assurance Static Data findings; participate in specific projects and activities impacting investment services; monitor service levels and offerings; create strong client relationships.
Requirements are A Levels/equivalent in Business Commerce/Finance and Accounting; higher certificate in Business Commerce/equivalent; 5 GCSEs with minimum grade C in Mathematics and English Language; AML or Compliance Related Qualifications would be beneficial, but not essential; ideally a minimum of 3 years in a similar On-Boarding environment; experience of client risks essential; 1-2 years experience in dealing with corporate On-Boarding preferred, although not essential.