Senior Compliance Analyst
- Job Reference: 8299
- Date Posted: 2 November 2022
- Website: https://www.thomasdessain.com/
- Location: Jersey
- Salary: On Application
- Sector: Compliance/Risk/Internal Audit
- Job Type: Permanent
- Work Hours: Full Time
This is a great opportunity for an experienced compliance professional to join an award winning Jersey team as Senior Compliance Analyst and Deputy MLRO.
The role will assist the MLRO in overseeing the effectiveness of all AML/CFT systems, compliance with applicable AML/CFT legislation and the day-to-day operations of the AML/CFT policies and procedures. The role will involve assisting with the development and maintaining of systems and controls.
As the assigned Deputy MLRO, receive internal Suspicious Activity reports (SARs) in the absence of the MLRP, reviewing and externalising to the Financial Reporting Authority (FRA) as appropriate
Assist the MLRO with periodic testing under the monthly Compliance Monitoring Programme
Assist with overseeing sanctions checks for Jersey
Recommend amendments to systems and controls when necessary eg. an additional Compliance Monitoring Programme test due to a new regulatory requirement
Assist with the preparation and provision of training as and when required under legislation e.g. Compliance Induction Training, training to provide updates on regulatory changes and where training needs are identified from the Compliance Monitoring Programme
Assist AML and Advanced AML Refresher training (via computer based training supplied)
Assist with monthly /periodic audits of the AML/CFT programme
Maintain various regulatory logs, as necessary, which should include logs with respect to declined business, PEPs, and requests from competent authorities particularly in relation to investigations
Assist with the provision of Compliance advice as and when required, on application of legal and regulatory requirements as they relate to Anti-Money Laundering, Countering the Financing of Terrorist, Anti Proliferation Financing and Financial Sanctions regimes
Escalate any issues identified to the MLRO in a timely manner
Assist with the implementation and oversight of Data Protection Compliance as required
Provide support to the MLRO and the wider Compliance team
Ideally in possession of or studying for a relevant professional qualification (eg. ICA).