We have an exciting opportunity for a Senior Compliance Administrator to join an innovative fund services business.
Key duties will include:
- To have oversight of and perform Periodic Reviews in respect of all business client entities. Updating the review tracker and outstanding points arising from the reviews
- To undertake compliance monitoring work in relation to the annual compliance monitoring plan for the business and affiliated entities
- Support the Compliance Manager in ensuring that all action points generated by internal reviews and monitoring are actively managed and closed/completed as necessary
More information about this role is available upon request – contact the team today for further details.