Registered Compliance Officer

  • Job Reference: 7710
  • Date Posted: 24 July 2022
  • Website: https://www.thomasdessain.com/
  • Location: Jersey
  • Salary: On Application
  • Sector: Compliance/Risk/Internal Audit
  • Job Type: Permanent
  • Work Hours: Full Time

Job Description

Primary focus on regulatory compliance assessing conformity of Regulations and policies with legal obligations, being proactive with risk management and mitigation and monitoring control effectiveness; participating in projects including providing strategic guidance, research; general Management; identifying training needs and training staff and board directors on regulatory matters; making notifications to Regulators; escalating potential weaknesses; strengthening relationships; helping produce periodic reports on results of compliance testing; attending board meetings; overseeing compliance operational risk control assessments; assessing forthcoming regulatory legislation and impact; overseeing monitoring and testing of Regulatory, AML and CFT policies; investigating matters of concern or non-compliance; acting as JFSC contact.
Candidate will have 10 years compliance experience; experience in Private Banking/Wealth Management/Trust & Fiduciary Services; team spirit; innovative; focused; knowledge of legal regulatory and industry requirements, business processes and use of regulators’ submission portals; strong skills in planning, organising, relationship building, interpersonal, communication, analysis, change management, problem solving and project management; Strategic & Commercial Awareness; adaptable.
Five years continuous residence in Jersey required.