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We are on the search for a Data Performance and Monitoring Officer, supporting the organisation with the maintenance of data systems, and providing business insights to improve governance and compliance within the organisation! We're looking for a...
An independent, locally owned wealth structuring and administration business is seeking a Compliance Officer / Manager to strengthen its team, specialising in regulatory compliance of Fund Service Business.
A leading provider of private banking and wealth management solutions is seeking a highly experienced Compliance Officer.
Act as the business partner/advisor and first point of call within the Compliance team, taking responsibility for business related queries. The ideal candidate will have a banking background and possibly suited to someone who wants a step back from a...
The ideal candidate will have an eye for detail and be a motivated and pro-active individual who has a good understanding of local and worldwide regulation/legislation and a source of knowledge and expertise to provide guidance and technical support to...
Our client is looking for a Registered Compliance Officer to join their team on a permanent basis to act as the appointed Compliance Officer and to work with colleagues to maintain a good compliance culture.
To enable the execution of Compliance Risk Management processes and activities within a specific business/functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to...
Our client is seeking an Assistant Compliance Officer to ensure the Compliance Department successfully fulfils its remit, through active testing as part of the Compliance Monitoring Programme and to provide relevant advice/training to other business...
About The Role Hybrid role - 2 days a week in the office, 3 days a week at home. Overall Job Purpose The purpose of the team is to provide a balanced interpretation of how FCA regulations and ASA rules affect our strategy and propositions and to help the...