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In this role, the successful candidate will undertake the following responsibilities: Provide general regulatory guidance and advisory services to internal business areas, including Wealth Managers and Client On-Boarding. Support with client reviews and...
The successful candidate will support the Director, Head of Compliance and Risk Assurance/Regulatory Compliance team in the execution of an effective programme of risk assurance, to include the performance of risk-based thematic monitoring and the...
This is a great opportunity for a driven and talented individual to make a real difference as part of a dedicated and professional team. The main areas of responsibility for this role are to provide detailed and timely advice and support to the wider...
The compliance function is an essential part of the firms business and is overseen by its partners. The successful candidate is required to assist with, identify and manage the firms risk exposure by ensuring that the systems and controls which exist are...
A Management Services client are seeking to appoint a Compliance Associate to assist with conducting an efficient and comprehensive Compliance Monitoring Program, take ownership and assist with outstanding due diligence reports and arrange with client...
A superb, career boosting compliance opportunity at a leading global provider of private client, corporate and fund services.
Our client is looking for a compliance assistant to support the financial crime risk and client due diligence team with a wide range of tasks. The ideal candidate will be proactive with good organisational and time management skills, previous experience...
Our client is looking for a Compliance Assistant to join their team on a permanent basis to assist with day to day compliance matters.
Our client is looking for a Head of Compliance to join their team on a permanent basis to play a key role within their Compliance function.
Working as a Compliance Assistant, you will be responsible for providing assistance to the compliance team.