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Forward thinking and rapidly expanding business are looking for a Compliance Monitoring Executive to join them due to ongoing company growth. Our client are a forward thinking, dynamic company with an awesome team and supportive environment. Compliance...
A leading European asset manager is looking to hire an experienced contractor into their compliance monitoring team. You will need to have strong experience in code of ethics monitoring, thematic review, compliance testing, compliance monitoring, and/or...
Main Responsibilities: Completing pre audit monitoring to SLAs Assist the HOC with file audits Review and sign off financial promotions Conduct Gifts and Hospitality and Fit & Proper Monitoring Being frontline assistance for broker and administrators'...
We are AMS, a global total workforce solutions firm enabling organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) service acts as an extension of our clients'...
Job Description: Compliance Monitoring Manager required for a leading lending business to design and execute the business' Compliance Monitoring Plan. Key Responsibilities and Accountabilities To organise and complete the annual Compliance Risk...
Job Description: Compliance Monitoring Officer required for a leading lender to join a compliance team, ensuring the team works to ensure the business' compliance with current and forthcoming applicable regulatory regimes. The team assesses the adequacy...
Risk & Compliance Assistant - Regulatory, Monitoring My client, a prestigious financial services company offering Private Wealth Management, Wealth Planning and Capital Markets services are looking for a Risk & Compliance Assistant to join their team on...
Compliance Administrator - up to £24,000 - Milton Keynes - Permanent My client is a leading property management company specialising in Leasehold, Block and Estate Management across the UK. As their portfolio continues to grow they are looking for an...
Award winning Law Firm based in Maidstone have a vacancy for a Compliance Administrator. This is a key role within the compliance team focused on accurately maintaining the necessary records needed to comply with regulation and industry standards and to...
Compliance Administrator Salary: £21,000- £23,000 per annum Location Gillingham Hours: Monday- Friday 8:30am-5pm Start date: ASAP Are you looking for your next opportunity to be a part of a growing and dynamic organisation? Netbox Recruitment Ltd are...