Results 1 to 10
  1. Associate Director-Compliance

    Location
    Jersey
    Job Type
    Permanent
    Posted
    30 Aug 2022

    Collaboratively, with other members of Group Risk, manage regulatory and compliance matters including monitoring consistent adherence to policies and procedures ensuring a robust regulatory framework. A minimum of 7 years experience within the Risk...

  2. Associate Director - Risk and Compliance

    Location
    Jersey
    Job Type
    Permanent
    Posted
    5 Sep 2022

    In this role, the successful candidate is responsible for helping to manage regulatory and compliance matters including monitoring consistent adherence to policies and procedures; assessing and recommending amendments to internal systems and controls as...

  3. Associate Compliance Director, Funds, Fiduciary - Guernsey

    Location
    Guernsey
    Job Type
    Permanent
    Posted
    20 Sep 2022

    AP Executive has been retained by one of our valued financial services clients in Guernsey. This dynamic and progressive trust and funds provider are in a major growth phase not just locally but in other locations. They are now looking for an associate...

  4. Compliance Director

    Location
    Jersey
    Job Type
    Permanent
    Posted
    30 Aug 2022

    Seasoned professional sought to support the Compliance function at strategic level. Acting as CO / MLCO / MLRO develop and maintain an effective compliance framework, promoting a positive compliance culture to ensure the business operates within the...

  5. Compliance Director

    Location
    Camden, London
    Salary
    £100,000 to £140,000
    Job Type
    Permanent
    Posted
    31 Aug 2022

    Director level position joining the UK Board. Responsible for compliance for an expanding company holding SMF16/SMF17 functions. Also ownership of operational matters for UK office. Exciting opportunity for someone looking to develop their skills and get...

  6. Compliance Director

    Location
    Newcastle Upon Tyne
    Salary
    £60,000 to £100,000
    Job Type
    Permanent
    Posted
    13 Sep 2022

    An exciting opportunity has arisen for an experienced compliance professional to join one of the leading financial services businesses in the north east. The firm are open to receiving applications for candidates from different backgrounds and who have...

  7. Compliance Director

    Location
    London
    Salary
    £100,000 to £200,000
    Job Type
    Permanent
    Posted
    15 Sep 2022

    ? _ Key duties: > FCA filings and "back up" assistance to US CCO for SEC filings > Maintenance of Compliance Manual and Policies and Procedures > Training Programme design and oversight > SMCR process and reviews in collaboration with the People Team >...

  8. Compliance Associate

    Location
    Guernsey
    Job Type
    Permanent
    Posted
    29 Aug 2022

    A Management Services client are seeking to appoint a Compliance Associate to assist with conducting an efficient and comprehensive Compliance Monitoring Program, take ownership and assist with outstanding due diligence reports and arrange with client...

  9. Compliance Associate

    Location
    Horsham, Sussex
    Salary
    £30,000 to £42,000
    Job Type
    Permanent
    Posted
    7 Sep 2022

    One of the UK's most successful, award-winning Financial Planning groups has partnered with Vision-FS Recruitment to find a suitable Compliance Associate for its rapidly expanding team. The 30-year old business specialises in giving expert retirement...

  10. Compliance Associate

    Location
    London
    Salary
    £40,000 to £50,000
    Job Type
    Permanent
    Posted
    21 Sep 2022

    Compliance Associate We are looking for an experienced Compliance Associate to join this vibrant, growing wealth management company. You will have gained at least 5+ years within a similar role and have come from either an investment management or...