Head of Funds Compliance

  • Job Reference: 7229
  • Date Posted: 7 May 2022
  • Website: https://www.thomasdessain.com/
  • Location: Jersey
  • Salary: On Application
  • Sector: Banking & Financial Services
  • Job Type: Permanent
  • Work Hours: Full Time

Job Description

Exciting role acting as Compliance Officer for regulated fund business and as principal point of contact for employees on compliance matters.  Postholder will ensure monitoring of operational performances and managing regulatory and compliance risk; ensure policies adhered to; assess and recommend amendments to internal systems and controls; escalate and instigate action to remedy deficiencies; take responsibility for Compliance Manual; maintain compliance registers; provide management and Board with compliance reports; liaise with JFSC; organise training of employees; identify, map and assess impact of regulatory risks and update assessment; ensure regulatory changes monitored and tracked.
The successful candidate will have strong financial acumen and relationship management skills; be ‘hands-on’ and pragmatic; able to work in a fast pace environment; have innovation and creativity; strong organisation, leadership, influencing, communication and analytical skills; be commercially minded; approachable and a strong team player; extensive experience within a compliance and / or risk environment; Corporate Governance experience and an understanding and experience of risk mitigation; experience of working closely with Regulators; expert experience of offshore financial services and underlying product and service technologies; Membership of relevant Financial Institute and relevant table 4 qualification.