Head of Compliance

Job Description

We have an exciting opportunity for a Head of Compliance to join a local trust company.

 

Key duties will include:

  • Undertaking regular reviews (including testing) of the effectiveness of policies and procedures
  • Assisting the Board in ensuring that the Company's Business is conducted in strict compliance with all laws, orders and regulations in force
  • Operating a monitoring programme to ensure compliance with all laws, Codes, orders and regulations in force
  • Overseeing and maintaining statutory & regulatory registers
  • Developing and maintaining effective controls

 

More information about this role is available upon request – contact the team today for further details.