We have a great opportunity for a Head of Compliance to join a specialist boutique provider of fund and fiduciary services to clients, intermediaries and asset managers globally, across all asset classes.
The main focus of this role is to play a central role in the compliance function, ensuring that business transactions and compliance monitoring programme adhere to all legal, regulatory, and internal policies and procedures.
Some of the key responsibilities of this role include:
- Undertake the Compliance Monitoring Programme, including the succinct and clear presentation of CMP findings and recommendations
- Maintain and update the General and AML/CFT Business Risk Assessments of the company, including adapting to ongoing regulatory changes
- Oversee the timing and process of all risk reviews to ensure completion pursuant to the Compliance and Procedures Manuals and regulatory guidance
- Act as Compliance Officer (CO), Money Laundering Reporting Officer (MLRO) and Money Laundering Compliance Officer (MLCO)
More information about this role is available upon request – Contact the team today for further details.