Head of Compliance

Job Description

We have a fantastic new opportunity for a Head of Compliance to join a leading provider of alternative asset, corporate and family office services.

 

Key duties will include:

  • Promote a collaborative relationship within the business by working as part of the senior leadership team, mentoring and encouraging development across the business
  • Responsible for relationships with regulators (either directly or indirectly via their team members) and implement a monitoring programme appropriate to regional regulatory requirements and regional standards
  • Ensure there is a principal point of contact identified for employees and relevant regulators to refer to on day-to-day regulatory and AML/CFT matters and crime agencies on SAR matters
  • The Head of Compliance will be expected to hold Key Person roles, such as Money Laundering Compliance Officer ( MLCO ) and Money Laundering Reporting Officer ( MLRO ) for licensed group entities under the Trust Company Business ( TCB ) and Fund Services Business ( FSB ) licenses

 

More information about this role is available upon request – contact the team today for further details.