Head of Compliance

  • Job Reference: 6913
  • Date Posted: 13 May 2022
  • Website: https://www.thomasdessain.com/
  • Location: Guernsey
  • Salary: On Application
  • Sector: Compliance/Risk/Internal Audit
  • Job Type: Permanent
  • Work Hours: Full Time

Job Description

Exciting role establishing standards and implementing controls and procedures in identifying, preventing, detecting and correcting non-compliance with regulations, fulfilling roles of MLCO, CO, Nominated Officer and DPO.  Postholder will keep updated with regulatory developments; define necessary level of knowledge on existing and emerging regulatory compliance requirements; oversee and monitor Compliance Framework, Compliance Manual and Compliance Monitoring Programme; oversee annual compliance work plan; evaluate and improve controls efficiency; guide, coach, train, develop and provide strategic direction; prepare and present compliance reports to Boards; interact with regulators on compliance issues; develop policies and programs for reporting fraud; investigate and act on compliance matters; monitor external review processes.
Candidate will have proven experience in leading a compliance team or function; good knowledge of regulations; business acumen; dedication to legality; methodical and diligent with outstanding planning abilities; curious and analytical mind able to “see” the complexities of procedures and regulations; critical problem-solving ability; able to make judgments and decisions on conflicting information; excellent communication skills; proven talent developer; certified compliance professional.