Fund Compliance Officer

The primary role of the Compliance Officer is to act as CO, MLCO and MLRO for BNPP client fund entities, ensuring they adhere to regulatory codes and legislation, reporting to fund boards of directors on a quarterly basis and providing advisory services on regulatory and compliance matters to boards, deal teams, administration teams and clients. The Compliance Officer will also coordinate the reporting and control testing for the department.
Key Responsibilities:
- Carryout the office of named CO, MLCO and MLRO with the local regulators.- Provide guidance to the relevant directors on the proper application and interpretation of laws, regulations and policies;- Provide the directors with guidance in the development, implementation and maintenance of policies, procedures and risk frameworks to cover regulated activities;