Compliance Monitoring Officer
- Job Reference: 7217
- Date Posted: 5 May 2022
- Website: https://www.thomasdessain.com/
- Location: Jersey
- Salary: On Application
- Sector: Compliance/Risk/Internal Audit
- Job Type: Permanent
- Work Hours: Full Time
This key role could be either temporary or permanent and has a functional reporting line to the Deputy Head of Risk & Compliance in Jersey, and works alongside a second permanent compliance monitoring resource. The role also includes regular interaction with key stakeholders; ensuring compliance monitoring programmes remain current in line with business and/or legislation/regulatory changes on risk based approach; identifying and incorporating changes to monitoring programme; ensuring remediation or follow up actions are closed in a timely manner; escalating high risk findings; oversight of progress of team colleagues; ensuring reporting/MI risk based analysis and commentary is produced in a timely manner; working with internal audit regarding oversight activities; assisting with implementation and maintenance of CRAs; advising on interpretation of regulatory requirements or other risk and compliance matters.
Requirements are sound compliance/compliance monitoring experience in regulated business; preferably a Trust Company Business and/or Funds Services Business environment; experience of working with other licenses advantageous but not critical; ideally hold an ICA Diploma; able to prioritise and work under pressure; MS Word, Excel, and Outlook proficient; able to quickly learn new systems; team player; good communicator; working knowledge of JFSC regulations; conflict management ability; sound judgement and decision making skills; risk awareness.
Will consider working outside Jersey.