Compliance Monitoring Officer

  • Job Reference: 7217
  • Date Posted: 5 May 2022
  • Website: https://www.thomasdessain.com/
  • Location: Jersey
  • Salary: On Application
  • Sector: Compliance/Risk/Internal Audit
  • Job Type: Permanent
  • Work Hours: Full Time

Job Description

This key role could be either temporary or permanent and has a functional reporting line to the Deputy Head of Risk & Compliance in Jersey, and works alongside a second permanent compliance monitoring resource.   The role also includes regular interaction with key stakeholders; ensuring compliance monitoring programmes remain current in line with business and/or legislation/regulatory changes on risk based approach; identifying and incorporating changes to monitoring programme; ensuring remediation or follow up actions are closed in a timely manner; escalating high risk findings; oversight of progress of team colleagues; ensuring  reporting/MI  risk based analysis  and  commentary  is  produced  in  a  timely  manner; working with internal audit regarding oversight activities; assisting with implementation and maintenance of CRAs; advising on interpretation of regulatory requirements or other risk and compliance matters. 
Requirements are sound compliance/compliance monitoring experience in regulated business; preferably a Trust Company Business and/or Funds Services Business environment; experience of working with other licenses advantageous but not critical; ideally hold an ICA Diploma; able to prioritise and work under pressure; MS Word, Excel, and Outlook proficient; able to quickly learn new systems; team player; good communicator; working knowledge of JFSC regulations; conflict management ability; sound judgement and decision making skills; risk awareness.
Will consider working outside Jersey.