We have a new opportunity for a Compliance Monitoring Officer to join a local Wealth Management Provider.
Key duties will include:
- Assist with the completion of tests and tasks generated by the CMP
- Monitor outstanding issues and assist with the resolution of any matters resulting from the CMP
- Assist with the development of the Risk and Compliance framework of the business
- Assist with compliance reporting to the board and for any external parties as required
- Assessment and processing of client due diligence
More information about this role is available upon request – contact the team today for further details.