Compliance Monitoring Officer

Job Description

We have a new opportunity for a Compliance Monitoring Officer to join a local Wealth Management Provider.


Key duties will include:

  • Assist with the completion of tests and tasks generated by the CMP
  • Monitor outstanding issues and assist with the resolution of any matters resulting from the CMP
  • Assist with the development of the Risk and Compliance framework of the business
  • Assist with compliance reporting to the board and for any external parties as required
  • Assessment and processing of client due diligence


More information about this role is available upon request – contact the team today for further details.