Compliance Manager - Monitoring (FTC)

  • Job Reference: 7507
  • Date Posted: 22 June 2022
  • Website: https://www.thomasdessain.com/
  • Location: Jersey
  • Salary: On Application
  • Sector: Compliance/Risk/Internal Audit
  • Job Type: Contract
  • Work Hours: Full Time

Job Description

Great role providing compliance support and overseeing Compliance Monitoring function including training junior team members and analysing regulated client Business Risks and the creation of a risk based schedule of CMP test plan execution for Board approval; execute CMP test plans and document CMP test results, actions and escalations; in conjunction with Compliance Officer(s), produce compliance monitoring reports including MI and statistical analysis of failures and issues to identify causes and remedial actions; acting as Compliance Monitoring representative at Board and relevant committee meetings; supervision of projects; provide CMP improvement and scope suggestions to Compliance Officers and Board; undertake “deep dive” and ad-hoc thematic monitoring.
Candidate will have Compliance experience, ideally working in Funds environment; Professional Compliance Qualification at Diploma level preferable, but not necessary subject to relevant experience; able to lead; proactive with very close attention to detail; team player; exceptional, administrative, communication, analytical and organisational skills; accuracy; working knowledge of MS Word, Excel and Access; able to use all standard business software; flexible, with the ability to work to time pressures; ability to manage own workload and prioritise accordingly.