Compliance Manager Funds FSB
- Job Reference: 7435
- Date Posted: 28 June 2022
- Website: https://www.thomasdessain.com/
- Location: Jersey
- Salary: On Application
- Sector: Compliance/Risk/Internal Audit
- Job Type: Permanent
- Work Hours: Full Time
The role is a hands-on role, accountable for ensuring business is transacted in a risk based compliance manner especially regarding cross border business, and develops and operates effective compliance monitoring framework and maintenance of operational risk registers. The post holder will influence key stakeholders in taking risk aware and compliant culture; manage, identify and address non-compliance and breaches with Jersey standards and their remediation, new legal and regulatory requirements and issues raised by compliance monitoring and internal audit; ensure submission of regulatory returns and help manage regulatory visits; help maintain policies for identification and analysis of financial crime issues including internal AML; help train staff; maintain Financial Crime Manual and report to boards; advise staff on data protection issues; conduct privacy assessments.
Candidate will have degree and/or equivalent professional qualification; ICA Diploma or other similar qualifications; proven track record of delivery; sound compliance experience /knowledge in the Funds/MoME sector; excellent knowledge of Jersey legislation and regulation. Some experience of UK and EU-wide legislation; IT literacy in Word, Excel and Outlook; ability to quickly learn/understand other in-house systems; awareness of global financial regulation and EU wide regulatory developments, Jersey trust & company fiduciary, and investment business; able to work on initiative; good communicator at all levels; effective reporting, problem-solving and planning skills; adaptable and attention to detail.
Five years continuous residence in Jersey required.