Compliance Associate | Deputy DMLRO at Union Bancaire Privee

  • Job Reference: 00026155-1
  • Date Posted: 8 September 2023
  • Location: Jersey
  • Salary: On Application

Job Description

Are you looking at taking the next step in your Compliance career ?

We are looking for a person with 2-3 years risk and or compliance experience to join our growing team.

The person will be given the autonomy to manage and develop over time the branch Compliance Monitoring Plan to ensure that we meet our regulatory and internal process obligations the results of which will be presented to the local management committee.

The role also includes:
- transaction monitoring
Managing, maintaining and enhancing the compliance registers:
- personal account dealing
- complaints that require escalation
- gifts and Entertainment
- exceptions
- conflicts of interest
- staff declarations

Full training will be provided and the opportunity to undertake fully funded relevant professional qualifications following at the end probation.