Compliance Assistant - Entry Level

  • Job Reference: 8103
  • Date Posted: 21 September 2022
  • Website: https://www.thomasdessain.com/
  • Location: Jersey
  • Salary: On Application
  • Sector: Trainee
  • Job Type: Permanent
  • Work Hours: Full Time

Job Description

The successful candidate will provide assistance and support to the compliance team specifically, to assist with monitoring and developing the controls in place within the firm. 
Responsibilities Include: 
- Review sample of new client take on documentation. 
- Undertake periodic reviews of PEPs and higher risk clients. 
- Maintain compliance registers.