Compliance Analyst

  • Job Reference: 8386
  • Date Posted: 22 November 2022
  • Website: https://www.thomasdessain.com/
  • Location: Jersey
  • Salary: On Application
  • Sector: Compliance/Risk/Internal Audit
  • Job Type: Permanent
  • Work Hours: Full Time

Job Description

The successful candidate will support the Director, Head of Compliance and Risk Assurance/Regulatory Compliance team in the execution of an effective programme of risk assurance, to include the performance of risk-based thematic monitoring and the creation, maintenance and execution of ongoing monitoring activities within the company in accordance with legal and regulatory obligations.
Key Result Areas
- Diligently execute testing assigned within the defined risk-based monitoring programme in accordance with established timeframes to include, but not limited to, testing in compliance with the company's Policies and Procedures, the Codes and AML/CFT Handbook and Laws and Regulations
- Complete testing sheets for each test carried out presenting the results in an organised and detailed way
Qualifications 
- ICA Certificate in AML awareness or other relevant qualification or willingness to undertake the training required
Experience
- +3 years’ relevant finance industry experience and 1 years’ experience within the compliance and risk environment
Knowledge
- Working knowledge of Microsoft Office
- Working knowledge of NAVOne
- Understanding and knowledge of the local finance industry and regulatory requirements