We are seeking an experienced Compliance Administrator to join a reputable wealth management firm, where you will provide support to the JFSC and GFSC Compliance Officers in meeting the business regulatory obligations and to help provide assurance through a risk-based monitoring and review programme. You will also assist with the production of management information and reports, complaints handing and the ongoing maintenance of regulatory registers.
Applicants should have a good understanding of the investment management industry, along with awareness of JFSC and GFSC requirements, and previous experience in compliance monitoring. You ll need confident communication skills, the ability to work collaboratively in a fast paced team, and an organised, pro-active approach.
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