Compliance Administrator

The successful candidate will provide assistance to the Compliance Manager in developing and maintaining an effective compliance culture across the range of regulated services, to provide assistance to all staff, relating to compliance issues, providing information, guidance and support where appropriate. To provide assistance with the development, implementation, review, record keeping and reporting of the Compliance Monitoring Programme and Compliance registers and other compliance functions.
Key Responsibilities:
- Assist the Compliance Monitoring Administrator with the review, maintenance, monitoring and reporting per the Compliance Monitoring Programme schedule for the regulated entities, the managed entities and funds.  
- Assist with the maintenance of relevant CMP records and compliance registers.
- Assist with recommendations to address deficiencies; and the implementation of such changes.