Client Compliance - Senior Manager

  • Job Reference: 7622
  • Date Posted: 10 August 2022
  • Website: https://www.thomasdessain.com/
  • Location: Jersey
  • Salary: On Application
  • Sector: Compliance/Risk/Internal Audit
  • Job Type: Permanent
  • Work Hours: Full Time

Job Description

Great role supporting completion of compliance framework and compliance monitoring reviews relating to client funds, including completion of periodic monitoring reviews; provision of regular reports to Board and senior management and client fund boards; ensuring findings identified are tracked and addressed; support training modules to reflect changes in regulatory requirements, risk factors and internal procedures; ensuring data integrity, accurate and complete conversions/implementations, and provides post-implementation support; identify areas of risk and/or inefficiencies; maintain spreadsheets and forms to manage regulatory/control requirements and databases; liaise with auditors; maintaining job specific registers/logs including breaches and complaints register; lead team bespoke projects; identifying unusual or potentially suspicious transaction activity and escalate. 
Candidate will have 4 years’ relevant experience and hold a relevant professional qualification for Key Person roles, or is able to complete such qualification within 9 months of starting; expertise in MS Word, PowerPoint, Excel, Outlook).
Five years continuous residence in Jersey required.