Business Compliance Officer

  • Job Reference: 6928
  • Date Posted: 13 May 2022
  • Website: https://www.thomasdessain.com/
  • Location: Jersey
  • Salary: On Application
  • Sector: Compliance/Risk/Internal Audit
  • Job Type: Permanent
  • Work Hours: Full Time

Job Description

Postholder will undertake compliance risk management duties and promote good working relationship with regulators.  He/she will complete and maintain Business specific Regulatory Universe and compliance risk management plans; analyse and identify compliance risks; advise on including new / amended – business processes, products, marketing campaigns, promotional items, trademarks and projects; help resolve compliance audit issues; monitor Wealth compliance with regulatory requirements; report and resolve non-compliance with regulatory requirements; create and maintain electronic record and filing system; business planning; ensure cost efficiency; act as strategic business partner by being aware of risk management; draft and update training programmes/ manuals and deliver training; research legislation and draft summaries; monitor progress of proposed legislation; take part in road shows and/or regional visits.
Requirements are Legal LLB Degree and preferably Certificate in Financial Planning; 5-7 years experience with legal issues and providing regulatory solutions; exposure to monitoring principles and knowledge of FAIS, long-term insurance, AML, POPIA, ECTA; 3-4 years experience in operations of Financial Services Provider.
Five years continuous residence in Jersey required.